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Biostatistics

Oxford University Press (OUP)

Preprints posted in the last 90 days, ranked by how well they match Biostatistics's content profile, based on 24 papers previously published here. The average preprint has a 0.02% match score for this journal, so anything above that is already an above-average fit.

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Synthetic Data Generation and Nonparametric Techniques for Assessing Multivariate Similarity to Address Small-Sample Size Challenges

Heine, J.; Fowler, E.; Eschrich, S. A.; Schell, M.

2026-05-07 bioinformatics 10.64898/2026.05.04.722226 medRxiv
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Data modeling in biomedical research often operates in the small-sample regime, where the number of observations is small relative to the data dimensionality; the detrimental effects of limited sample sizes are well documented in cancer studies. Synthetic data offers a potential solution to data shortfalls provided that the data generated is an adequate facsimile of the underlying distribution; the adequacy of such synthetic data remains an open-ended problem. In this work, we evaluate a synthetic generator proposed previously. The generator applies a series of transformations to the observed data to accommodate the small-sample size resulting in an uncoupled representation, where uncorrelated marginal distributions are modeled with optimized univariate kernel density estimation. In this report, (1) we develop a nonparametric method for assessing multivariate similarity based on the Cramer-Wold theorem and random projection testing, (2) investigate when the absence of bivariate correlation approximates independence in a non-normal setting, and (3) evaluate artifacts induced by data compression. The presentation is primarily methodological; low-dimensional data were used so each stage of the generation process could be analyzed explicitly. A formal testing framework was developed by comparing random projection level outcomes with a two-sample test, modeling these outcomes as Bernoulli trials, aggregating replicate outcomes within each projection direction, and pooling outcomes across many directions, yielding a scalable standardized normal test-statistic. The key innovation was decoupling the two-sample test significance level from that governing finalized normal inference. We showed the same projection framework also evaluates the full multivariate covariance structure. The generator produced high-fidelity multivariate synthetic data when the bivariate correlation approximates independence in the non-normal setting; in highly compressed data, residual modes were best modeled as normally distributed regardless of their intrinsic distributional form. Ongoing work includes applying these methods to higher-dimensional, diverse data.

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Unlocking Multi-Sample Differential Expression for Spatial Transcriptomics Data with TESSERA

Constantine, F.; Laszik, Z.; Dudoit, S.; Purdom, E.

2026-04-30 bioinformatics 10.64898/2026.04.27.720955 medRxiv
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Spatial transcriptomics allows the unprecedented examination of gene expression levels at the resolution of spatially-situated single cells in a high-throughput manner. As the technology is adopted more broadly, studies frequently collect data from multiple tissue samples, which leads to unique challenges that traditional spatial statistical methods are not equipped to handle. In particular, factors that differ across samples, such as different coordinate systems, different numbers and types of cells, different underlying tissue architectures, among others, preclude the application of traditional methods to our new setting. In this work, we propose a novel method, TESSERA, based on a spatial generalized linear model, for analyzing multi-sample spatial transcriptomics count data. Importantly, we provide a mathematical and computational framework for efficient and scalable model fitting and statistical inference to accompany the specification of our model. Our method for fitting the model enables the estimation of a common set of fixed effects across samples. This allows us to address a variety of differential expression questions, such as identification of which genes are differentially expressed between conditions (e.g., diseases, treatments), while accounting for spatial correlation between cells within a sample. We benchmark our proposed method on simulated data and apply it to a spatial transcriptomics dataset of human kidney samples. We find that our method provides a hitherto nonexistent extension to the multi-sample setting while remaining competitive with or outperforming existing algorithms in the single-sample setting.

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The ATLAS Penalty: Auxiliary-Transformed Location-Aware Smoothing with Applications to Spatial Transcriptomics

Tang, Q.; Chi, E. C.; Wang, W.

2026-05-20 bioinformatics 10.64898/2026.05.18.725545 medRxiv
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We address the problem of fitting a collection of location-specific models under a spatial smoothness assumption. Existing approaches penalize roughness in the model parameters directly, an assumption that breaks down when smoothness is a function of parameters and auxiliary covariates rather than the parameters themselves. Our framework, the Auxiliary-Transformed Location-Aware Smoothing (ATLAS) penalty, generalizes spatial smoothness by penalizing roughness in transformations of model parameters using auxiliary information. As a concrete case study, we develop a spatially smooth deconvolution model for spatial transcriptomics that estimates tumor mixing coefficients from thousands of spots distributed on a single tissue slide. To handle the computational challenges posed by the nonlinear likelihood, nonsmooth nonconvex penalty, and spatially coupled estimation, we propose an alternating direction method of multipliers (ADMM) algorithm. Through simulation studies, we demonstrate that our framework provides substantially better spatial domain detection than approaches that smooth model parameters directly, with particularly strong gains when auxiliary covariates carry calibrated spatial structure.

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Recalibrating Mendelian randomization under winner's curse, sample structure and polygenicity

Yang, Y.; Lin, Z.; Xue, H.; Zhu, X.

2026-07-07 genetic and genomic medicine 10.64898/2026.06.25.26356593 medRxiv
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Recently, Hu et al. (2024) conducted a benchmarking study showing that most existing Mendelian randomization (MR) methods exhibit substantial bias and inflated type-I error rates in real data. They attributed these failures to two largely neglected sources of bias: winner's curse and polygenicity-induced bias. Although a few methods have been developed to address one or both of these issues, existing approaches either do not fully account for both biases or are restricted to the univariable setting. In this paper, we propose a multivariable Rao-Blackwellization that corrects winner's curse while accounting for polygenicity and sample structure in a unified framework. Unlike univariable Rao-Blackwellization, where instrument selection yields a truncated normal statistic amenable to a Mills-ratio correction, multivariable Rao-Blackwellization conditions on a noncentral $\chi^2$ statistic, for which no analogous correction is available. We derive closed-form conditional moments under this instrument selection model and use them to construct bias-corrected summary statistics that can be integrated into a wide range of existing MR methods. Simulations and real data analyses show that, when combined with methods such as MR-cML and MR-BEE, the proposed correction substantially improves type-I error control and yields more robust inference.

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MIDFA: Scalable Bayesian Factor Analysis for Mixed and Incomplete Data

Hutchings, G.; Samartsidis, P.; Donnay, C.; Gaetano, L.; Fisher, E.; Nichols, T. E.; Holmes, C.; Häring, D. A.; Ganjgahi, H.

2026-06-12 neuroscience 10.64898/2026.06.10.731315 medRxiv
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Probabilistic latent variable models are a powerful tool for uncovering structure in high-dimensional datasets, particularly in biomedical applications. The increasing availability of large-scale epidemiological studies, such as the UK Biobank, poses important modelling challenges, including mixed data types, high dimensionality, and structured missingness. Existing approaches address some of these issues, but few provide a unified and scalable framework for handling them simultaneously. Here, we propose a scalable Bayesian factor analysis framework designed to address these challenges. Our method combines a semi-parametric Gaussian copula model with a continuous spike-and-slab prior to induce sparse and interpretable factor loadings. The number of latent dimensions is learned nonparametrically from the data using an Indian buffet process prior. For model fitting, we develop an expectation-maximisation algorithm that naturally accommodates missing data. We validate the proposed method through comprehensive simulation studies. In addition, we showcase the proposed model using the Novartis-Oxford Multiple Sclerosis dataset in two ways. First, we identify latent dimensions shared across MS clinical and neuroimaging variables, characterising disease structure while demonstrating the models ability to handle multiple data types and structured missingness. Second, we use the model for dimensionality reduction of structural MRI data, extracting features for downstream analysis that go beyond traditional whole-brain summary statistics. In those applications, our method identifies sparse latent structures and provides insights beyond those obtained from traditional approaches.

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Robust Inference of Individualized Treatment Effect in Mendelian Randomization

Liang, M.; Wu, R.; Xiao, F.; Li, X.

2026-05-12 genetics 10.64898/2026.05.08.723855 medRxiv
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Mendelian randomization (MR) is widely used to draw causal conclusions in the presence of unmeasured confounding, but most MR analyses focus on average treatment effects and rely on strong assumptions. For precision medicine, the primary target is instead the individualized treatment effect (ITE); yet in MR, such effects are not point-identified under core IV assumptions, and valid inference is particularly challenging. We therefore propose a robust partial identification inference framework for ITE under MR allowing multiple instruments. Under minimal causal assumptions, we derive a sharp inference procedure for the intersection bounds of ITE by adopting a multiplier bootstrap procedure with data-adaptive bootstrap distribution shifting and heterogeneous variance adjustment. In theory, we prove that the proposed method achieves nominal coverage and asymptotic sharpness. Further, we extend the procedure to tolerate possible invalid IVs under a minimal proportion rule assumption by aggregating over instrument subsets while preserving coverage. Simulation studies demonstrate that the proposed methods attain nominal coverage and substantially shorter intervals than existing procedures. We illustrate the framework using data from the Alzheimers Disease Neuroimaging Initiative to assess heterogeneous causal effects of TREM2 expression on Alzheimers disease risk across education-defined subgroups.

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FAMES: Federated additive model using piecewise exponential survival data

Islam, N.; Luo, C.; Tong, J.; Weller, G.; Polleya, D. A.; Kent, A.; Bair, S.

2026-05-19 health informatics 10.64898/2026.05.15.26353335 medRxiv
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Introduction In analyses of time-to-event data, clinical characteristics can have non-linear impacts on survival outcomes, and understanding this dynamic behavior is crucial for producing real-world evidence (RWE). Nonetheless, estimating these dynamic effects is inherently challenging when utilizing real-world data (RWD), especially since sharing individual-level patient data (IPD) is heavily restricted due to regulatory limitations. Additionally, computational difficulties are exacerbated by the high dimensionality, inter-dependency, rarity, sparsity, and scarcity of features. While data augmentation through collaboration across multiple sites might address these challenges, such collaboration is often infeasible and hindered by regulatory measures that protect patient privacy, thereby preventing the sharing of IPD between sites. Objectives To address this challenge, we propose a privacy-preserving regularized algorithm that eliminates the necessity of aggregating any protected health information across sites. This algorithm employs a penalized federated additive model utilizing piecewise exponential survival (FAMES) data and estimates non-linear effects of features while accounting for non-varying confounding effects. The model is flexible and can accommodate both multiple and multivariate smooth effects simultaneously. Methods The proposed model transforms survival data into a piecewise exponential data (PED) structure and casts the semi-parametric optimization problem into a generalized additive modeling framework assuming Poisson distribution. The model uses orthonormal splines to approximate non-linear effects and incorporates L2-norm based penalty terms to control the smoothness and goodness-of-fit of these effects. The algorithm is optimized using site-specific aggregated summary statistics and is solved iteratively through the Newton-Raphson method. Results The model is employed to assess the smooth effects of clinical features, such as age and numeric laboratory values, on overall survival using RWD from approximately 874 newly diagnosed Acute Myeloid Leukemia (AML) patients treated at seven distinct sites in the United States. The model exhibited non-linear smooth effects for lactate dehydrogenase, platelets, and others underscoring their strong association with disease prognosis. The model demonstrates a lossless property, providing estimates of smooth and fixed effects that are comparable to those derived from the pooled PED. Additionally, the inference of parameters for testing the nullity of effects remains consistent. This model is communication-efficient, necessitating roughly twelve rounds of communication across sites. Conclusion We anticipate that this model can facilitate multisite collaboration and enable smaller sites to participate in generating and validating RWE, especially for rare diseases. While the model was applied within the context of AML, it is disease-agnostic and can be implemented in any other clinical context and across various sites globally without losing any generality.

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Calibrating machine learning approaches for probability estimation without calibration data

Di Carluccio, E.; Koliopanos, G.; Ojeda, F. M.; Weimar, C.; Ziegler, A.

2026-07-13 epidemiology 10.64898/2026.07.10.26357723 medRxiv
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Statistical prediction models for binary outcomes are becoming increasingly popular. One significant challenge is calibrating these models to suit the characteristics of a target population that is structurally different from the original population. Calibration is especially challenging when there is no training data available from the target population. To address this problem, we propose a novel calibration method, SimCal, which uses synthetic data generated from the model development data in conjunction with marginal statistics from the calibration cohort. We show that expert judgment modeling (EJM) may be used for calibration if cross-sectional data from the target population are available comprising expert judgments about the potential outcome and the covariates. We describe three alternative calibration approaches when calibration data are lacking: similarity-binning averaging (SBA), adaptive calibration of predictions (ACP), and Elkan calibration. In a simulation study, we compare SBA, ACP, Elkan calibration, and SimCal. R code for applying these methods is provided from the re-analysis of data on coronary artery disease. We illustrate all 5 calibration approaches with a real data set for predicting functional outcome after stroke and all approaches but EJM in the re-analysis of the Cleveland Clinic data. None of the approaches performed convincingly well in all situations. SimCal performed well when model parameters were correctly specified. EJM failed on the stroke data. Further research is urgently required for calibration in the absence of calibration data.

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Why linkage disequilibrium measures disagree: Fisher geometry of rare common haplotype structure

Ichikawa, Y.

2026-07-07 genetics 10.64898/2026.07.02.736022 medRxiv
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Conventional LD measures such as r2 perform poorly in the rare common regime, particularly in asymmetric configurations such as nested haplotype structure. Because r2 is symmetric and quadratic, it removes directional structure in two ways: squaring discards the sign, or phase, retained by the signed LD coefficient D, while symmetric normalization hides the asymmetry between the conditional probabilities P(A|B) and P(B|A). Although D recovers the phase, it is locus symmetric and unnormalized; its magnitude is hard to compare across frequency regimes and it does not by itself express which way the asymmetry runs. We therefore analyze the conditional-probability asymmetry {Delta} = P(A|B) - P(B|A), together with r2 and D, as distinct scalar functions on the haplotype simplex under the Fisher information metric. The conditional probabilities P(A|B) and P(B|A) are bounded in [0, 1], directly express carrier-set inclusion, and are more readily visualized than D. Moreover, their difference admits the exact decomposition {Delta} = M + C into a marginal frequency term M and an LD-coupled term C. Prior work has characterized either the mathematical behavior of LD normalizations across allele-frequency space or the Fisher geometry of the haplotype simplex, but not their connection. We bridge this gap by showing that the geometric structure of the simplex explains why LD measures disagree in the rare common regime and why symmetric normalizations such as r2 lose directional information. We show that the fixed-frequency leaf is intrinsically anisotropic, positively curved, and frequency-dependent under the Fisher metric. These geometric predictions are tested empirically , in phased 1000 Genomes data1 and a two locus Wright Fisher model, in a companion paper (Ichikawa, preprint); the present note develops the geometry itself. Keywords: linkage disequilibrium; Fisher information metric; haplotype simplex; rare variant; conditional-probability asymmetry; nested haplotype structure

10
Conditional and marginal SNP-heritability to leverage ancestral and environmental diversity

Singh Sachan, A. N.; Schwartzman, A.; Azriel, D.

2026-05-29 genetics 10.64898/2026.05.28.728536 medRxiv
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SNP-heritability is defined as the fraction of variance of a trait that is explained by the SNPs in a genome-wide association study. Several methodologies have been proposed to estimate this quantity. More recent methods aim to do so with ancestrally diverse datasets and yet obtain a single heritability for an entire dataset, which we refer to as marginal heritability. However, the different underlying subpopulations that compose a genetically diverse dataset might have different environmental and genetic exposures, and thus may have different heritabilities. In order to address this, we propose a conditional SNP-heritability approach that allows to estimate multiple SNP-heritabilities on a dataset corresponding to different ancestral compositions and environmental exposures. We take a careful statistical approach, including estimation of conditional genetic and environmental variances, and calculation of standard errors via a combination of the delta method with bootstrapping. We validate our method via extensive simulations. We then apply it to an ancestrally and socio-economically diverse dataset of 6603 subjects aged around 9 to 11 from the Adolescent Brain Cognitive Development study, and illustrate how the SNP-heritability of intelligence scores can change due to differing extrinsic variances in different socio-economic groups, which coincides with previous work in the literature. This conditional estimation approach can be a valuable tool for understanding differences in risks across subpopulations. Our work here improves on existing methodology and allows us to leverage the heterogeneity of the data to obtain new insights.

11
Fisher information matrix computation for joint longitudinal and survival models to support clinical study design and covariate effect assessment

Fayette, L.; Brendel, K.; Mentre, F.

2026-06-01 pharmacology and therapeutics 10.64898/2026.05.28.26354340 medRxiv
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Joint modelling of longitudinal data using non-linear mixed effects models and time-to-event outcomes provides a suitable framework to account for informative censoring when estimating biomarker dynamics and quantifying event risk using covariates and longitudinal trajectories. Their usefulness in clinical research depends on data collection design, particularly to precisely estimate the association (link) parameter between longitudinal and survival processes. However, optimal design strategies have so far been addressed separately for longitudinal and survival endpoints and remain unexplored for joint models. We propose two Fisher Information Matrix (FIM) computation methods for joint models, relying on Monte-Carlo integration over observations combined with either Markov Chains Monte-Carlo or Adaptive Gaussian Quadrature to integrate random effects. Their accuracy is assessed against clinical trial simulations in an oncological example based on the HORIZON III study with a tumour-growth-survival model including discrete and continuous covariates. We apply these methods to quantify the impact of follow-up duration, sampling richness, sample size, and covariate distribution on parameter uncertainty and test power. In our example, longitudinal-parameter uncertainty is barely affected by follow-up duration or sampling richness, whereas survival-parameter uncertainty decreases substantially from 1-year to 2-year follow-up. The number of subjects needed (NSN) to achieve <15\% uncertainty on the link parameter is comparable for a 2-year rich design and a 3-year sparse design. Optimal covariate distributions are stable across designs and systematically improve test power, outperforming longer and richer but non-optimised designs. These FIM-based methods accurately predict uncertainty and test powers, enabling design evaluation and NSN computation for joint-model-based clinical studies.

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The Variance-Stabilizing Transformation for the Poisson Rate Ratio: Closed-Form Confidence Intervals

Ng, S.-P.

2026-07-18 epidemiology 10.64898/2026.07.16.26358255 medRxiv
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The incidence rate ratio R is the standard measure for comparing event rates in clinical trials and epidemiology. In vaccine trials, the vaccine efficacy is VE = 1 - R. When events are rare, the two arm counts are Poisson. The estimator of R is heteroskedastic: its sampling variance changes with the data. So no fixed-width interval covers correctly everywhere. The usual log-Wald interval is undefined at zero events and covers poorly at small counts. Early vaccine and drug-safety readouts fall in exactly this regime. We show that a single reparameterization collapses this bivariate problem to an effective one-parameter family with a quadratic variance function, whose variance-stabilizing transformation is 2 arcsinh(sqrt(R)). The reduction yields a closed-form confidence interval for R. Its two leading errors, a curvature bias and the variability of the estimated scale, each admit a closed-form correction with no tuning constants. In a Monte Carlo study of our seven arcsinh variants and five competitors, the +Curve+Stu variant covers within 0.002 of the nominal 0.95 for about 50 control and 5 treatment events. Its width is on par with the best competitor. It avoids the conservatism and zero-count breakdown of log-Wald and MOVER. For moderate counts, we recommend this interval; for sparser data, our Bar-Lev and Enis count-shift variant is more robust. The result is a ready-to-use, closed-form interval for the low-count regime. We illustrate it on early Covid-19 vaccine-efficacy readouts and provide reference implementations in R and Python.

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Multi-resolution Spatial Graphical Regression Models for Hierarchical Spatial Transcriptomics Data

Chen, L.; Acharyya, S.; May, A. M.; Udager, A. M.; Keller, E. T.; Baladandayuthapani, V.

2026-05-15 genomics 10.64898/2026.05.12.724724 medRxiv
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Advances in spatial transcriptomics (ST) technologies enable systematic molecular characterization of tumor microenvironment, tumor gradients and gene regulatory networks. Cancer progression is known to vary along pathological gradients, yet existing network approaches for gene network inference typically ignore hierarchical spatial organization across the tumor. We develop a Bayesian multi-resolution spatial graphical regression (mSGR) framework to infer spatially varying gene networks from multi-resolution ST data. The proposed model allows precision matrices to vary across hierarchically structured spatial domains, capturing both local and global organization within the tumor. To identify spatially varying regulatory relationships, we introduce a spatially structured edge selection strategy that borrows strength across regions according to spatial proximity and pathological gradients, while Gaussian-process priors flexibly model spatial variation in edge strengths. Scalable inference is achieved through an augmented mean-field variational Bayes algorithm with node-wise parallel regressions, enabling efficient estimation in high-dimensional settings. Simulation studies demonstrate improved recovery of network structures compared with competing approaches. Applying mSGR to multi-resolution ST data from kidney cancer reveals stronger regulatory connectivity in transitional regions of epithelial-mesenchymal transition pathway and identifies hub genes along the tumor gradient, illustrating how spatially resolved network analysis can provide key insights into tumor microenvironment organization.

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SurvTEDVAE: A Disentangled Variational Autoencoder for Heterogeneous Treatment Effect Estimation with Time-to-Event Outcomes

Powell, W. J. B.; Zhang, L.

2026-04-28 health informatics 10.64898/2026.04.26.26351790 medRxiv
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Estimating heterogeneous treatment effects (HTE) from observational health data is essential for precision medicine, yet existing methods often struggle with high-dimensional covariates and time-to-event outcomes common in electronic health records (EHRs). We propose SurvTEDVAE, a disentangled variational autoencoder designed for causal survival analysis. The model learns latent representations corresponding to instrumental factors, confounders, and outcome-dependent risk factors, and integrates a survival likelihood to model time-to-event outcomes with censoring. The learned representations are used to estimate conditional average treatment effects using downstream causal estimators. We evaluated SurvTEDVAE using a semi-synthetic ACTG dataset and a high-dimensional EHR-based hypertension cohort with over 20,000 covariates. Across both datasets, SurvTEDVAE achieved lower estimation error for heterogeneous treatment effects compared with meta-learning and causal survival forest approaches. These results demonstrate that disentangled representation learning can improve causal effect estimation for survival outcomes in high-dimensional real-world health data.

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Prediction of fMRI activity using vector autoregressive models: a comparison of sparse and low-rank approaches

Tian, X.; Gibberd, A.; Roy, S.; Nunes, M.

2026-06-15 neuroscience 10.64898/2026.06.11.731556 medRxiv
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Vector autoregressive (VAR) models have a history of being used to examine functional connectivity in the brain, as captured by functional MRI studies. Such models allow for an estimation of Granger-causal relationships between regions of interest across the brain. Unfortunately, since the number of parameters in the VAR model scales as the square of the number of regions, and this is typically large compared to the number of temporal observations, these parameter estimates will exhibit high variance. To address this challenge, we introduce a low-rank pre-smoothing method that applies a low-rank approximation to the observations before fitting a VAR model. We estimate these models using individual subject data from both task-based and resting-state conditions, tuning hyperparameters at the population level. Our low-rank approach is directly compared against sparse and unconstrained estimation methods. Evaluations of predictive performance and model structure reveal that our pre-smoothing technique enables robust individual-level parameter estimation and significantly reduces prediction error, a finding further validated by synthetic experiments where the ground-truth parameters are known.

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POISE: Spectral Inference of Parent-of-Origin Effects in Unlabeled Genomic Data

Hwang, I.; Talbot, A.; Head, T.; Trevino, C.; Wingo, T. S.; Kotlar, A. V.

2026-06-10 genetics 10.64898/2026.06.10.731310 medRxiv
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MotivationParent of Origin Effects (POEs), where the effect of an an allele on a phenotype differs based on maternal or paternal inheritance implicated in growth, metabolism, and neurodevelopment. Traditional tests for POEs require family data to determine parental origins of transmitted alleles. Given that such studies are expensive and time consuming compared to genome-wide association studies (GWAS), tests that function absent inheritance information are highly desirable. We develop a method, based on community detection from machine learning, that infers POEs via a spectral decomposition, obtains confidence intervals via a non-parametric bootstrap, and safeguards against confounding by non POE sources of variation. We refer to our method as Parent of Origin Inference via Spectral Estimation (POISE). ResultsWe demonstrate that POISE is well-calibrated under both Gaussian and heavy-tailed noise in simulation studies, with improved robustness to true POEs compared to existing covariance-based tests. POISE provides per-trait effect estimates with bias-corrected bootstrap confidence intervals and incorporates an information-theoretic minimum detectable effect size that filters unreliable estimates, conferring robustness to covariance-deflating variance QTL. We then apply POISE to GWAS data from the UK Biobank using BMI, LDL cholesterol, and HDL cholesterol. POISE recovers established POE loci and identifies 134 additional variants at genes implicated in lipid metabolism, immune regulation, and growth. Availability and implementationThe code for this method in Python is available at https://github.com/bystrogenomics/POISE.

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inGSEA: An Improved Method for Gene Set Enrichment Analysis Using a Weighted Integral Statistic

Zhang, Q.; Li, Q.

2026-06-05 bioinformatics 10.64898/2026.06.02.729106 medRxiv
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Gene Set Enrichment Analysis (GSEA) is one of the most popular methods for transcriptomic analysis, yet its statistical power is limited when the biological pathways exhibit heterogeneous or non-concordant expression patterns. We propose an improved GSEA method, integral-based GSEA (inGSEA). inGSEA introduces a novel enrichment score based on the Anderson-Darling weighted integral statistic. The new enrichment score enhances detection power for complex signals, particularly sparse and bidirectional ones, while the Cauchy combination of integral and classic maximum statistics provides robustness across diverse expression patterns. Extensive numerical studies demonstrate that inGSEA achieves superior power and well-calibrated false discoveries. Application to real-world datasets reveals biologically relevant pathways missed by the standard GSEA. inGSEA reduces the computational burden of permutation testing by employing a generalized gamma distribution to approximate the null distribution. inGSEA is accessible as a user-friendly web-based software tool (https://amss-stat.github.io/inGSEA).

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Correcting spatial transcriptomics data affected by a prevalent transcript leakage problem across platforms, species, and tissues

Shi, C. H.; Zhai, Y.; Chow, S. H.-C.; Li, L.; Carver, C. M.; Teneche, M. G.; Flores, J.; Kern, C.; Adams, P. D.; Ren, B.; Schafer, M. J.; Zhu, Q.; Wei, Y.; Yip, K. Y.

2026-06-17 bioinformatics 10.64898/2026.06.13.732076 medRxiv
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Spatial transcriptomics has been widely applied to study the spatial distribution of cell types, cell states, and specific gene expression in tissue samples. However, we show that there is a prevalent transcript leakage problem in spatial transcriptomics data, where transcripts expressed by a cell diffuse to its neighborhood and are recurrently detected in the nearby cells. By analyzing published data sets, we show that this problem is general across data produced from different tissues and different species using different imaging-based and sequencing-based spatial transcriptomics platforms. It affects both upstream tasks such as expression quantification as well as downstream tasks such as cell-type annotation and detection of spatially-dependent gene expression. To tackle the transcript leakage problem, we propose a reference-free Bayesian model-based method, DeLeakage, which cleans up the data much more effectively than existing denoising methods. DeLeakage also improves cell-type annotation and avoids false detection of spatially dependent expression.

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Granger Sensori-Behavioral Taxonomy of Neuronal Ensemble Activity from Two-Photon Calcium Imaging Data

Khosravi, S.; Francis, N. A.; Kanold, P. O.; Babadi, B.

2026-05-15 neuroscience 10.64898/2026.05.12.724603 medRxiv
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Understanding how neuronal populations interact to encode and transform sensory information is a fundamental challenge in computational neuroscience. Most existing studies, however, study neural encoding, behavioral readout, and functional connectivity as disjoint problems. Two-photon calcium imaging enables simultaneous recording of large neuronal ensembles in vivo, driven by diverse stimuli and eliciting distinct behaviors. However, extracting directional functional connectivity metrics as well as encoding and readout properties of neurons from such data remains difficult due to indirect and noisy observations of spiking activity, slow temporal dynamics, and the latent interplay between external stimuli and endogenous neural processes. Here, we introduce a unified conceptual and operational modeling and inference framework for directly extracting functional Granger causal (GC) effects between neurons, from external stimuli to neurons, and from neurons to behavior, from two-photon imaging data, in the sense of Granger. Inspired by the intersection information framework, we also identify neurons that encode features of sensory stimuli that inform behavioral readout. The resulting GC networks together with the taxonomy of functional sensori-behavioral relevance, which we call G-taxonomy, provides a powerful statistical analysis framework, enabled by the integration of several techniques including state-space modeling and inference, variational inference, and point processes. We applied the proposed framework to simulated and experimentally-recorded two-photon imaging from the mouse auditory cortex (A1) during both passive listening and active tone discrimination. Our simulation studies reveal significant improvement of our proposed methodology over existing techniques. Analysis of experimental data from the mouse A1 identifies distinct groups of cells with diverse sensori-behavioral relevance, as well as changes in functional connectivity associated with correct vs. incorrect behavior. In summary, this work provides a principled and data-driven methodology for uncovering directional interactions among the neurons, sensory stimuli, and behavior, all within the same statistical framework, offering new insights into how distributed cortical populations transform sensory inputs into behaviorally relevant representations. Author SummaryThe brain processes sensory inputs through the coordinated activity of large networks of neurons and produces readouts that elicit behavior. Understanding how information flows and is processed through these networks is a central goal of neuroscience. In this study, we present a new computational framework that identifies directional interactions among neurons in an ensemble as well as from sensory stimuli to neurons and from neurons to behavior. Utilizing the Granger formalism to identify directional effects, as opposed to common correlational measures, our framework extracts said effects directly from two-photon calcium imaging data. We tested our proposed method on both simulated data and recordings from the auditory cortex of mice during passive listening and active tone discrimination tasks. Our method revealed diverse groups of neurons in the auditory cortex with distinct functional roles and relevance to sensori-behavioral integration. Our framework provides a new way to study the flow of information in the brain and can be broadly applied to uncover neural computations across sensory and cognitive systems.

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Estimating uncertainty in family-based GWAS

Miao, X.; Edge, M. D.; Harpak, A.

2026-05-14 genetics 10.64898/2026.05.11.724392 medRxiv
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Standard genome-wide association studies (GWASs) are vulnerable to confounding factors, including stratification, assortative mating, and dynastic effects. Family studies such as sibling-based GWAS (sib-GWAS) mitigate such confounding and are becoming the tool of choice for teasing apart direct genetic effects--causal effects of ones genotype on ones own phenotype-- from other factors. However, due in part to their smaller sample sizes, sib-GWAS allelic effect estimates are substantially more variable than standard (i.e., population-based) GWAS estimates. The quantification of this uncertainty is essential for many uses of sib-GWAS, including polygenic scoring, causal inference (e.g., Mendelian randomization), disentangling direct from indirect familial effects, and measuring assortative mating. Here, we investigate sources of uncertainty in sib-GWAS allelic effect estimators. We study their impacts on the biases of three uncertainty measurement methods, including two that are commonly used and a new resampling-based approach we propose. We find that heterogeneity in allelic effects or heteroskedasticity across families (e.g., due to variation in genetic backgrounds or environments) can bias existing methods, and that this bias is more severe for small samples and rare variants. In contrast, the resampling-based approach we propose is approximately unbiased under all scenarios we considered. We validate our theoretical predictions, as well as the importance of effect heterogeneity and heteroskedasticity, using simulations and empirical analysis in the UK Biobank. In sum, this study helps understand the sources of uncertainty in family-based genotype-phenotype association studies and provides a robust method to estimate uncertainty.