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A Length Penalized Probabilistic Principal Curve Algorithm With Applications To Handwritten Digits And Pharmacologic Colon Imaging

Chen, H.; Weld, E.; Hendrix, C.; Caffo, B.

2020-01-06 immunology
10.1101/2020.01.04.894964 bioRxiv
Show abstract

The classical Principal Curve algorithm was developed as a nonlinear version of principal component analysis to model curves. However, existing principal curve algorithms with classical penalties, such as smoothness or ridge penalties, lack the ability to deal with complex curve shapes. In this manuscript, we introduce a robust and stable length penalty which solves issues of unnecessary curve complexity, such as the self-looping, that arise widely in principal curve algorithms. A novel probabilistic mixture regression model is formulated. A modified penalized EM(Expectation Maximization) Algorithm was applied to the model to obtain the penalized MLE. Two applications of the algorithm were performed. In the first, the algorithm was applied to the MNIST dataset of handwritten digits to find the centerline, not unlike defining a TrueType font. We demonstrate that the centerline can be recovered with this algorithm. In the second application, the algorithm was applied to construct a three dimensional centerline through single photon emission computed tomography images of the colon arising from the study of pre-exposure prophylaxis for HIV. The centerline in this application is crucial for understanding the distribution of the antiviral agents in the colon for HIV prevention. The new algorithms improves on previous applications of principal curves to this data.

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