Counterfactual Analysis of Executable Clinical Decision Logic
Maleki, C.; Bertrand, Y.; Gailly, F.
Show abstract
Clinical recommendations are often expressed in narrative form, which limits their direct execution, auditability, and patient-specific interpretation. This paper presents a hybrid decision-support framework that combines Decision Model and Notation (DMN), survey-weighted rule-ensemble learning, and counterfactual sensitivity analysis. The framework is evaluated using an NHANES-derived fasting cohort for classification of documented diabetes status. The full fasting analysis cohort contained 2,582 participants, and a non-diagnostic laboratory subgroup, Gate0, contained 2,111 participants. On untouched test data, the rule-ensemble model achieved ROC-AUC and PR-AUC values of 0.959 and 0.873 in the full fasting cohort and 0.861 and 0.499 in Gate0. Four clinically interpretable candidate rules were selected using validation data only. A nonnegative survey-weighted logistic model removed one redundant rule and converted the remaining three binary activations into an auditable DMN score and model-estimated probability. The final DMN achieved ROC-AUC 0.769, PR-AUC 0.153, and Brier score 0.029 in the untouched Gate0 test set. In small rule-defined test subgroups, hypothetical five-unit BMI reductions lowered mean model-estimated probability by 2.40 to 5.89 percentage points when one or more BMI thresholds were crossed. These findings characterize policy sensitivity rather than causal effects and require external validation.
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