Apnea-hypopnea index estimation with wrist-worn photoplethysmography

ObjectiveLong term monitoring of obstructive sleep apnea (OSA) severity may be relevant for several clinical applications. We developed a method for estimating the apnea-hypopnea index (AHI) using wrist-worn, reflective photoplethysmography (PPG). ApproachA neural network was developed to detect respiratory events using PPG and PPG-derived sleep stages as input. The development database encompassed retrospective data from three polysomnographic datasets (N=3111), including a dataset with concurrent reflective PPG recordings from a wrist-worn device (N=969). The model was pre-trained with (transmissive) finger-PPG signals from all overnight recordings and then fine-tuned to wrist-PPG characteristics using transfer learning. Validation was performed on the test portion of the development set and on a fourth, external hold-out dataset containing both wrist-PPG and PSG data (N=171). Performance was evaluated in terms of AHI estimation accuracy and OSA severity classification. Main ResultsThe fine-tuned wrist-PPG model demonstrated strong agreement with the PSG-derived gold-standard AHI, achieving intra-class correlation coefficients of 0.87 in the test portion of the development set and 0.91 in the external hold-out validation set. Diagnostic performance was high, with accuracies above 80% for all severity thresholds. SignificanceThe study highlights the potential of reflective PPG-based AHI estimation, achieving high estimation performance in comparison with PSG. These measurements can be performed with relatively comfortable sensors integrated in convenient wrist-worn wearables, enabling long-term assessment of sleep disordered breathing, both in a diagnostic phase, and during therapy follow-up.