Back

Falsification Testing of Sepsis Prediction Models: Evaluating Independent Biological Signal After Controlling for Care-Process Intensity

Dickens, A. R.

2026-03-18 health informatics
10.64898/2026.03.17.26348414 medRxiv
Show abstract

BackgroundAutomated sepsis early-warning systems have attracted substantial research investment, yet a fundamental question remains unresolved: do these models detect independent biological signals, or do they predominantly learn care-process intensity -- the pattern of clinician ordering behavior applied to patients already suspected of being ill? We report a pre-registered falsification study testing this hypothesis across four independent clinical datasets. MethodsA four-phase falsification framework with pre-specified thresholds was registered on OSF (March 11, 2026) before any data access. The primary confirmatory analysis used MIMIC-IV v3.1 (n=65,241 adult ICU stays, Beth Israel Deaconess Medical Center, 2008-2022). Exploratory replication analyses used eICU-CRD v2.0 (n=136,864, 208 US hospitals), MIMIC-III v1.4 (n=44,091), and the PhysioNet/CinC 2019 Sepsis Challenge (n=40,314). Each phase tested a distinct falsification criterion: (1) concordance across Sepsis-2, Sepsis-3, and CMS SEP-1 definitions; (2) model performance degradation when care-intensity proxy features are removed; (3) predictive performance of care-intensity features alone; and (4) discriminability of synthetic records generated to match care-intensity distributions. ResultsThe pre-registered primary analysis (MIMIC-IV) did not confirm the hypothesis (0/4 phases confirmed). Biological features predicted Sepsis-3 labels with AUROC 0.901 (95% CI 0.899-0.904); removing care-intensity features reduced performance by only 0.003 AUROC (drop=0.0027). The pre-specified Phase 3 threshold (care-only AUROC >0.70) was not met by the primary logistic regression model (AUROC 0.660); however, a sensitivity XGBoost model did exceed the threshold (AUROC 0.729), suggesting nonlinear care-intensity signal. However, a clinically significant finding emerged consistently across all four datasets: mean pairwise Jaccard similarity between clinical sepsis definitions and administrative coding (CMS SEP-1) was approximately 0.32 at the primary site and 0.20 across multi-center cohorts, indicating that hospital quality metrics and regulatory reporting systematically measure a different patient population than clinical definitions identify. Exploratory analyses revealed a detectable care-intensity signal in the eICU multi-center cohort (AUC drop=0.076) not present at the single academic center. ConclusionsAt an elite academic medical center, sepsis prediction models detect genuine biological signal. Care-process leakage is not the primary driver of model performance in MIMIC-IV. The more consequential and robust finding is the systematic divergence between clinical and administrative sepsis definitions across all datasets examined, which has direct implications for regulatory reporting, pay-for-performance metrics, and the validity of AI benchmarks built on administrative data.

Matching journals

The top 7 journals account for 50% of the predicted probability mass.

50% of probability mass above

"Similar papers" are the closest papers from that journal in the model's embedding space. They show what the match is built on, but the ranking comes mostly from a classifier over the whole training set, not from these examples alone.