Evaluating Transferability and Robustness of Process-Guided Neural Networks in Forest Carbon Flux Modelling
Habenicht, H.; Raum, H.; Boedecker, J.; Dormann, C. F.
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Making robust and generalizable predictions within ecological systems such as forests remains challenging due to limited data availability and the slow pace of environmental change. To address this, we integrate a semi-empirical environmental process model (PRELES) to support deep learning approaches, specifically artificial neural networks (ANNs). We replicate and extend previous work on process-guided neural networks (PGNN) by introducing new model types and conducting a comprehensive hyperparameter optimisation within systematic nested cross-validation analyses in both data-thinning and extrapolative scenarios. Results show that both data-driven ANNs and PGNNs consistently outperform the stand-alone process model, while PGNNs provide additional advantages over ANNs in data-sparse settings and under transfer scenarios to unseen, changing climatic conditions. We further estimate the generalisation error for data-driven models as a function of the amount of training data, allowing for guidance on model suitability under different data availability. A variable importance analysis using accumulated local effects reveals that both PGNNs and ANNs learn simple, physically plausible relationships, whereas PRELES exhibits a strong bias toward boreal conditions and limited ability to predict unseen, climatically divergent sites. HighlightsO_LIProcess-guided, and plain neural networks outperform a calibrated process-based model (PRELES) in predicting forest ecosystem carbon fluxes. C_LIO_LIProcess-guided neural networks provide advantages over naive neural networks in sparse-data settings and show greater robustness under transferable scenarios with unseen changing climatic conditions. C_LIO_LIVariable-importance analyses using accumulated local effects show that both process-guided and naive neural networks learn simple yet physically plausible relationships between meteorological drivers and target responses, whereas the process model (PRELES) exhibits a better fit toward boreal conditions and limited ability to predict unseen, climatically divergent sites. C_LI
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